The National Association of Bond Lawyers has drafted a sample tax compliance checklist for bond counsel working on state or local bond deals, the association said yesterday. The checklist was sent to ...

Compliance is the backbone of every successful RIA firm. It’s not just about following the rules. It’s about building trust with your clients, protecting your business, and showing regulators that you ...

A legal audit is an appraisal of an organization's operations to determine its compliance with the laws and regulations that apply to it. The audit checklist guides the evaluation process by checking ...

What is the purpose of the compliance checklist? Whilst it is a requirement of the Act that companies file an annual return in the prescribed form within the prescribed period, neither the Act nor the ...